| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2025-03-31 | - |
| Rep | 提供资产管理 | 2024-06-11 | - | |
| Rep | 证券交易 | 2024-06-11 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2024-06-11 | - |
| ALPS CAPITAL MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2024-01-10 | 2024-03-30 |
| Rep | 提供资产管理 | 2024-01-10 | 2024-03-30 | |
| Rep | 证券交易 | 2024-01-10 | 2024-03-30 | |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2003-07-01 | 2004-02-11 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-11 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2013-09-05 | |
| Rep | 证券交易 | 2003-04-01 | 2016-07-28 |