| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2013-08-29 | 2013-09-28 |
| Rep | 证券交易 | 2013-08-29 | 2013-09-28 | |
| Morgan Stanley Asia Limited | Rep | 提供资产管理 | 2012-08-06 | 2013-06-28 |
| Rep | 证券交易 | 2012-08-06 | 2013-06-28 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2012-08-06 | 2013-06-28 |
| Morgan Stanley Asia Limited | Rep | 提供资产管理 | 2011-12-06 | 2012-05-14 |
| Rep | 证券交易 | 2011-06-13 | 2012-05-14 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-06-13 | 2012-05-14 |