| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-05-04 | 2017-07-31 |
| Rep | 就证券提供意见 | 2015-05-04 | 2017-07-31 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2015-05-04 | 2017-07-31 |
| Rep | 证券交易 | 2015-05-04 | 2017-07-31 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2010-03-05 | 2013-01-15 |
| Rep | 证券交易 | 2010-03-05 | 2013-01-15 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2008-02-11 | 2008-12-10 |
| Rep | 就证券提供意见 | 2008-02-11 | 2008-12-10 | |
| Rep | 证券交易 | 2008-02-11 | 2008-12-10 |