| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2011-08-15 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-08-15 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2006-03-01 | 2009-06-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2006-03-01 | 2009-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供资产管理 | - | 2005-01-25 |
| Rep | 就机构融资提供意见 | - | 2005-03-23 | |
| Rep | 就证券提供意见 | - | 2005-03-23 | |
| Rep | 提供自动化交易服务 | - | 2005-03-23 | |
| Rep | 证券交易 | - | 2006-02-18 |