Yates, Jason (SFC:AHS273)
证监会中央编号:AHS273
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | 2022-01-26 | 2024-09-26 |
| RO | 证券交易 | 2022-01-26 | 2024-09-26 | |
| Rep | 就证券提供意见 | 2021-08-04 | 2022-01-26 | |
| Rep | 证券交易 | 2021-08-04 | 2022-01-26 | |
| Rep | 期货合约交易 | 2021-08-04 | 2024-09-26 | |
| Morgan Stanley Asia Limited | RO | 证券交易 | 2017-01-04 | 2020-12-11 |
| Morgan Stanley Hong Kong Securities Limited | RO | 提供自动化交易服务 | 2017-01-04 | 2020-12-11 |
| RO | 期货合约交易 | 2017-01-04 | 2020-12-11 | |
| RO | 证券交易 | 2017-01-04 | 2020-12-11 | |
| Rep | 提供自动化交易服务 | 2013-07-24 | 2017-01-04 | |
| Rep | 期货合约交易 | 2010-12-06 | 2017-01-04 | |
| Rep | 证券交易 | 2005-06-30 | 2017-01-04 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | - | 2004-02-11 |
| Rep | 就证券提供意见 | - | 2004-02-11 | |
| Rep | 提供自动化交易服务 | - | 2013-07-24 | |
| Rep | 证券交易 | - | 2017-01-04 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | - | 2010-12-06 |
| Rep | 期货合约交易 | - | 2010-12-06 |