| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2024-08-23 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2023-08-09 | 2024-02-07 |
| Rep | 就证券提供意见 | 2023-06-27 | 2023-07-05 | |
| Rep | 就证券提供意见 | 2023-03-24 | 2023-04-01 | |
| Rep | 就证券提供意见 | 2023-01-27 | 2023-02-03 | |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2019-09-25 | 2020-12-18 |
| ICBC INTERNATIONAL RESEARCH LIMITED | RO | 就证券提供意见 | 2014-11-21 | 2015-08-16 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2014-09-22 | 2015-08-16 |
| Rep | 就证券提供意见 | 2014-01-09 | 2014-09-22 | |
| ICBC INTERNATIONAL RESEARCH LIMITED | Rep | 就证券提供意见 | 2013-08-19 | 2014-11-21 |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2011-07-05 | 2013-01-15 |
| Rep | 证券交易 | 2011-07-05 | 2013-01-15 |
已采集记录中暂无金管局登记。