| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Juno Capital Management Limited | RO | 证券交易 | 2019-09-03 | 2023-01-12 |
| RO | 就证券提供意见 | 2019-06-26 | 2023-01-12 | |
| RO | 提供资产管理 | 2019-06-26 | 2023-01-12 | |
| Rep | 就证券提供意见 | 2019-01-15 | 2019-06-26 | |
| Rep | 提供资产管理 | 2019-01-15 | 2019-06-26 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2013-08-01 |
| Morgan Stanley Asia Limited | Rep | 提供资产管理 | 2007-12-03 | 2013-08-01 |
| Rep | 证券交易 | 2007-08-15 | 2013-08-01 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2007-08-15 | 2010-12-06 |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2004-06-28 | 2007-05-11 |
| Rep | 提供资产管理 | 2004-06-28 | 2007-05-11 |