| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自动化交易服务 | 2012-05-24 | 2013-10-25 |
| Rep | 证券交易 | 2012-05-07 | 2016-04-12 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2012-05-07 | 2016-04-12 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2011-11-30 | 2012-01-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2012-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2010-03-10 | 2010-12-06 |
| Rep | 期货合约交易 | 2007-10-22 | 2010-12-06 | |
| ORTUS CAPITAL MANAGEMENT LIMITED | Rep | 提供资产管理 | 2007-05-21 | 2007-08-13 |