| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CSC SECURITIES (HK) LIMITED | Rep | 提供资产管理 | 2025-04-14 | - |
| RO | 提供资产管理 | 2024-08-29 | 2025-04-14 | |
| RO | 就证券提供意见 | 2024-07-09 | - | |
| RO | 证券交易 | 2024-07-09 | - | |
| CSC FUTURES (HK) LIMITED | RO | 就期货合约提供意见 | 2024-02-06 | - |
| RO | 就证券提供意见 | 2024-02-06 | - | |
| CSC SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2024-01-15 | - |
| CSC FUTURES (HK) LIMITED | RO | 期货合约交易 | 2023-08-09 | - |
| RO | 证券交易 | 2023-08-09 | - | |
| Rep | 期货合约交易 | 2023-03-29 | 2023-08-09 | |
| Rep | 证券交易 | 2023-03-29 | 2023-08-09 | |
| RO | 期货合约交易 | 2017-11-28 | 2019-04-12 | |
| Rep | 证券交易 | 2017-11-10 | 2019-04-12 | |
| Rep | 期货合约交易 | 2016-03-02 | 2017-11-28 | |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2016-03-02 | 2019-04-12 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-08-14 | 2015-04-23 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-04-19 | 2015-04-23 |
| HGNH International Futures Co., Limited | Rep | 期货合约交易 | 2011-05-20 | 2013-03-29 |
已采集记录中暂无金管局登记。