| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2019-12-20 | 2023-11-09 |
| Rep | 证券交易 | 2019-12-20 | 2023-11-09 | |
| Going International Asset Management Limited | RO | 提供资产管理 | 2017-08-31 | 2019-11-06 |
| Rep | 提供资产管理 | 2017-08-21 | 2017-08-31 | |
| MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | 证券交易 | 2014-06-16 | 2016-01-04 |
| NATIXIS ASIA LIMITED | Rep | 证券交易 | 2011-08-04 | 2014-03-10 |
| RBC Capital Markets (Hong Kong) Limited | Rep | 证券交易 | 2010-09-15 | 2010-11-25 |