| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | RO | 就期货合约提供意见 | 2013-01-07 | 2014-12-19 |
| RO | 就证券提供意见 | 2013-01-07 | 2014-12-19 | |
| RO | 期货合约交易 | 2013-01-07 | 2014-12-19 | |
| RO | 证券交易 | 2013-01-07 | 2014-12-19 | |
| Rep | 就期货合约提供意见 | 2011-01-28 | 2013-01-07 | |
| Rep | 就证券提供意见 | 2011-01-28 | 2013-01-07 | |
| Rep | 期货合约交易 | 2011-01-28 | 2013-01-07 | |
| Rep | 证券交易 | 2011-01-28 | 2013-01-07 | |
| SG Asset Finance (Hong Kong) Limited | RO | 证券交易 | 2007-02-07 | 2008-03-06 |