| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 就期货合约提供意见 | 2008-10-08 | 2016-02-26 |
| Rep | 期货合约交易 | 2008-10-08 | 2016-02-26 | |
| Rep | 就证券提供意见 | 2007-07-26 | 2016-02-26 | |
| Rep | 证券交易 | 2007-07-19 | 2016-02-26 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2005-09-08 | 2005-11-24 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2005-09-08 | 2007-04-28 |