| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| STOCKWELL SECURITIES LIMITED | RO | 期货合约交易 | 2022-07-01 | - |
| RO | 证券交易 | 2022-07-01 | - | |
| RO | 证券交易 | 2018-12-28 | 2022-06-30 | |
| Rep | 证券交易 | 2013-05-06 | 2018-12-28 | |
| STOCKWELL COMMODITIES LIMITED | RO | 期货合约交易 | 2012-01-27 | 2022-06-30 |
| NEW TREND FUTURES LIMITED | RO | 期货合约交易 | 2007-07-11 | 2011-12-31 |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2004-10-25 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-25 | |
| Rep | 期货合约交易 | 2003-04-01 | 2007-07-11 |