Lawson, Toby John Hong Kong SFC License Details (ID 90083)

Lawson, Toby John Hong Kong SFC License Details (ID 90083)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Newedge Broker Hong Kong Limited	RO	期货合约交易	2009-03-27	2014-11-05
Newedge Broker Limited	RO	期货合约交易	2009-03-27	2009-07-31
	RO	证券交易	2009-03-27	2009-07-31
SG Asset Finance (Hong Kong) Limited	RO	期货合约交易	2009-03-27	2014-11-05
	RO	证券交易	2009-03-27	2014-11-05
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2009-01-02	2009-03-27
Newedge Broker Limited	Rep	期货合约交易	2009-01-02	2009-03-27
	Rep	证券交易	2009-01-02	2009-03-27
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2009-01-02	2009-03-27
	Rep	证券交易	2009-01-02	2009-03-27