| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2017-09-26 | - |
| RO | 证券交易 | 2017-09-26 | - | |
| Rep | 期货合约交易 | 2016-02-01 | 2017-09-26 | |
| Rep | 证券交易 | 2016-02-01 | 2017-09-26 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-07-30 | 2016-07-29 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2008-07-30 | 2009-07-31 |
| Rep | 期货合约交易 | 2008-07-30 | 2009-07-31 | |
| Rep | 证券交易 | 2008-07-30 | 2009-07-31 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-07-30 | 2016-04-29 |
| Rep | 证券交易 | 2008-07-30 | 2016-04-29 |