| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-10-14 | 2011-11-30 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2008-10-14 | 2009-07-31 |
| Rep | 期货合约交易 | 2008-10-14 | 2009-07-31 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-10-14 | 2011-11-30 |
| Newedge Broker Limited | Rep | 证券交易 | 2008-09-08 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | 证券交易 | 2008-09-08 | 2011-11-30 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-01-18 | 2008-06-06 |