| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BANDS Financial Limited | RO | 就期货合约提供意见 | 2024-07-24 | - |
| RO | 期货合约交易 | 2015-10-13 | - | |
| Jefferies Hong Kong Limited | Rep | 期货合约交易 | 2012-10-10 | 2015-05-29 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-10-03 | 2012-11-30 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2010-09-29 | 2012-09-26 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2010-09-29 | 2012-09-26 |
| Sucden Financial (HK) Limited | Rep | 期货合约交易 | 2009-04-30 | 2010-09-10 |
| SUCDEN FINANCIAL LIMITED | Rep | 期货合约交易 | 2008-05-28 | 2009-04-28 |