| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 期货合约交易 | 2013-01-29 | 2015-07-10 |
| Rep | 证券交易 | 2013-01-29 | 2015-07-10 | |
| Marex Hong Kong Limited | Rep | 期货合约交易 | 2012-04-18 | 2013-01-18 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-10-13 | 2012-03-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-10-13 | 2012-03-24 |
| Rep | 证券交易 | 2008-10-13 | 2012-03-24 | |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2008-01-31 | 2009-07-31 |
| Rep | 期货合约交易 | 2008-01-31 | 2009-07-31 | |
| Rep | 证券交易 | 2008-01-31 | 2009-07-31 | |
| Rep | 提供自动化交易服务 | 2007-01-23 | 2007-07-16 | |
| Rep | 期货合约交易 | 2007-01-23 | 2007-07-16 | |
| Rep | 证券交易 | 2007-01-23 | 2007-07-16 |