| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Rakuten Securities Hong Kong Limited | RO | 杠杆式外汇交易 | 2024-08-30 | 2026-05-31 |
| SG SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2016-02-01 | 2019-03-22 |
| RO | 证券交易 | 2016-02-01 | 2019-03-22 | |
| Newedge Broker Hong Kong Limited | RO | 期货合约交易 | 2013-11-29 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | RO | 期货合约交易 | 2013-11-29 | 2016-07-29 |
| RO | 证券交易 | 2013-11-29 | 2016-07-29 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2010-08-18 | 2013-11-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2010-08-18 | 2013-11-29 |
| Rep | 证券交易 | 2010-08-18 | 2013-11-29 |