| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2017-02-15 | 2018-06-04 |
| Rep | 证券交易 | 2017-02-15 | 2018-06-04 | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-04-25 | 2016-10-31 |
| Rep | 证券交易 | 2016-04-25 | 2016-10-31 | |
| Marex HK Asia Limited | Rep | 期货合约交易 | 2015-11-13 | 2015-12-04 |
| Rep | 证券交易 | 2014-12-04 | 2015-12-04 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2010-02-02 | 2014-06-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2010-02-02 | 2014-06-28 |
| Rep | 证券交易 | 2010-02-02 | 2014-06-28 |