| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SC Lowy Financial (HK) Limited | Rep | 证券交易 | 2017-05-10 | 2019-08-31 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2011-03-07 | 2011-10-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2011-03-07 | 2011-10-01 |
| Rep | 证券交易 | 2011-03-07 | 2011-10-01 |