| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BMI FUNDS MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2012-12-05 | 2014-02-20 |
| Rep | 证券交易 | 2012-12-05 | 2014-02-20 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2009-07-02 | 2012-06-22 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2009-07-02 | 2012-06-22 |
| Rep | 证券交易 | 2009-07-02 | 2012-06-22 |