Kwan, Lawrence Chi Yan 關智仁
证监会中央编号:AQC409
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2026-01-14 | - |
| Rep | 证券交易 | 2026-01-14 | - | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2020-07-06 | 2023-05-24 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2020-07-06 | 2023-05-24 |
| Rep | 期货合约交易 | 2020-07-06 | 2023-05-24 | |
| Rep | 证券交易 | 2020-07-06 | 2023-05-24 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2013-11-18 | 2018-02-27 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2013-11-18 | 2018-02-27 |
| Rep | 证券交易 | 2013-11-18 | 2018-02-27 | |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-07-11 | 2013-04-05 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-10-13 | 2012-05-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-10-13 | 2012-05-31 |
| Rep | 证券交易 | 2008-10-13 | 2012-05-31 | |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2007-11-28 | 2009-07-31 |
| Rep | 期货合约交易 | 2007-11-28 | 2009-07-31 | |
| Rep | 证券交易 | 2007-11-28 | 2009-07-31 |
已采集记录中暂无金管局登记。