| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-01-07 | - |
| Rep | 期货合约交易 | 2021-01-07 | - | |
| Rep | 证券交易 | 2021-01-07 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2017-08-16 | 2020-12-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-08-16 | 2020-12-28 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2011-05-03 | 2015-11-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2011-05-03 | 2015-11-30 |
| Rep | 证券交易 | 2011-05-03 | 2015-11-30 |
已采集记录中暂无金管局登记。