Ling, Colin Celan 凌思綸

证监会中央编号:ABU679

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Saxo Capital Markets HK Limited	RO	期货合约交易	2020-03-23	2020-05-11
	RO	证券交易	2020-03-23	2020-05-11
	Rep	杠杆式外汇交易	2020-03-18	2020-05-11
	Rep	期货合约交易	2020-02-24	2020-03-23
	Rep	证券交易	2020-02-24	2020-03-23
XHK Limited	RO	期货合约交易	2019-01-29	2019-08-30
	RO	证券交易	2019-01-29	2019-08-30
Forwin Futures Group Limited	RO	期货合约交易	2016-06-22	2016-09-30
Forwin Securities Group Limited	RO	证券交易	2015-09-21	2016-09-30
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2010-09-29	2015-02-27
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2010-09-29	2015-02-27
	Rep	证券交易	2010-09-29	2015-02-27
De Riva Asia Limited	RO	期货合约交易	2010-07-29	2010-09-20
	RO	证券交易	2010-07-29	2010-09-20
KGI ASIA LIMITED	Rep	证券交易	2006-07-04	2010-07-15
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2006-07-04	2010-07-15
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2006-07-04	2010-07-15
Newedge Broker Limited	Rep	提供自动化交易服务	2004-05-27	2006-03-10
	Rep	期货合约交易	2004-04-16	2006-03-10
	Rep	证券交易	2004-04-16	2006-03-10
CES Commodities (HK) Limited	Rep	期货合约交易	2004-01-31	2004-04-06
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2004-01-31	2004-04-06
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	就机构融资提供意见	-	2003-05-20
	Rep	就证券提供意见	-	2003-05-20
	Rep	提供资产管理	-	2003-05-20
	Rep	证券交易	-	2003-05-20

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Saxo Capital Markets HK Limited	RO	期货合约交易	2020-03-23	2020-05-11
	RO	证券交易	2020-03-23	2020-05-11
	Rep	杠杆式外汇交易	2020-03-18	2020-05-11
	Rep	期货合约交易	2020-02-24	2020-03-23
	Rep	证券交易	2020-02-24	2020-03-23
XHK Limited	RO	期货合约交易	2019-01-29	2019-08-30
	RO	证券交易	2019-01-29	2019-08-30
Forwin Futures Group Limited	RO	期货合约交易	2016-06-22	2016-09-30
Forwin Securities Group Limited	RO	证券交易	2015-09-21	2016-09-30
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2010-09-29	2015-02-27
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2010-09-29	2015-02-27
	Rep	证券交易	2010-09-29	2015-02-27
De Riva Asia Limited	RO	期货合约交易	2010-07-29	2010-09-20
	RO	证券交易	2010-07-29	2010-09-20
KGI ASIA LIMITED	Rep	证券交易	2006-07-04	2010-07-15
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2006-07-04	2010-07-15
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2006-07-04	2010-07-15
Newedge Broker Limited	Rep	提供自动化交易服务	2004-05-27	2006-03-10
	Rep	期货合约交易	2004-04-16	2006-03-10
	Rep	证券交易	2004-04-16	2006-03-10
CES Commodities (HK) Limited	Rep	期货合约交易	2004-01-31	2004-04-06
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2004-01-31	2004-04-06
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	就机构融资提供意见	-	2003-05-20
	Rep	就证券提供意见	-	2003-05-20
	Rep	提供资产管理	-	2003-05-20
	Rep	证券交易	-	2003-05-20