| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2023-08-22 | - |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 期货合约交易 | 2020-11-25 | 2023-07-03 |
| RO | 证券交易 | 2020-11-25 | 2023-07-03 | |
| Rep | 期货合约交易 | 2013-11-01 | 2020-11-25 | |
| Rep | 证券交易 | 2013-11-01 | 2020-11-25 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-10-13 | 2013-08-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-10-13 | 2013-08-24 |
| Rep | 证券交易 | 2008-10-13 | 2013-08-24 | |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2007-03-19 | 2009-07-31 |
| Rep | 期货合约交易 | 2007-03-19 | 2009-07-31 | |
| Rep | 证券交易 | 2007-03-19 | 2009-07-31 |
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