| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| City Financial Investment Company (Hong Kong) Limited | Rep | 提供资产管理 | 2015-02-26 | 2016-06-11 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-10-13 | 2014-12-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-10-13 | 2014-12-17 |
| Rep | 证券交易 | 2008-10-13 | 2014-12-17 | |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2007-02-21 | 2009-07-31 |
| Rep | 证券交易 | 2007-02-21 | 2009-07-31 | |
| Rep | 期货合约交易 | 2007-02-06 | 2009-07-31 | |
| MF Global Hong Kong Limited | Rep | 就期货合约提供意见 | 2005-11-18 | 2006-12-09 |
| Rep | 期货合约交易 | 2005-11-18 | 2006-12-09 |