| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | 证券交易 | 2011-12-16 | - |
| Rep | 证券交易 | 2011-10-31 | 2011-12-16 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2010-06-14 | 2011-09-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2010-06-14 | 2011-09-17 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2008-10-27 | 2009-07-31 |
| Rep | 证券交易 | 2008-09-17 | 2009-07-31 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 证券交易 | 2008-09-17 | 2011-09-17 |
| Countrywide Capital Markets Asia (H.K.) Limited | RO | 证券交易 | 2008-04-24 | 2008-08-31 |
| Rep | 证券交易 | 2007-04-04 | 2008-04-24 |