| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BANDS Financial Limited | RO | 就期货合约提供意见 | 2024-07-24 | - |
| BANDS Capital Management Limited | RO | 提供资产管理 | 2023-12-13 | - |
| BANDS Financial Limited | RO | 期货合约交易 | 2015-10-13 | - |
| Jefferies Hong Kong Limited | RO | 期货合约交易 | 2013-07-16 | 2015-01-16 |
| Rep | 期货合约交易 | 2012-12-24 | 2013-07-16 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-10-13 | 2012-06-22 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-07-14 | 2012-06-22 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2008-07-14 | 2009-07-31 |
| Rep | 期货合约交易 | 2008-07-14 | 2009-07-31 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2006-11-30 | 2007-06-07 |