Personnel Hong Kong SFC License Details (ID 90161)

Personnel Hong Kong SFC License Details (ID 90161)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SG SECURITIES (HK) LIMITED	Rep	期货合约交易	2023-03-01	2026-02-13
	Rep	证券交易	2023-03-01	2026-02-13
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2012-02-07	2014-12-31
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2012-02-07	2014-12-31
	Rep	证券交易	2012-02-07	2014-12-31
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2011-11-04	2012-02-04
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2011-11-04	2012-02-04
	Rep	证券交易	2011-11-04	2012-02-04
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2011-07-13	2011-10-12
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2011-07-13	2011-10-12
	Rep	证券交易	2011-07-13	2011-10-12