| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | RO | 期货合约交易 | 2014-02-25 | 2015-03-02 |
| SG Asset Finance (Hong Kong) Limited | RO | 期货合约交易 | 2014-02-25 | 2015-03-02 |
| RO | 证券交易 | 2014-02-25 | 2015-03-02 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2010-10-05 | 2014-02-25 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2010-10-05 | 2014-02-25 |
| Rep | 证券交易 | 2010-10-05 | 2014-02-25 |