| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TIAG Securities Trading Limited | Rep | 证券交易 | 2022-01-04 | 2023-03-03 |
| Finex Hong Kong Limited | Rep | 证券交易 | 2021-03-23 | 2021-12-21 |
| MUFG Securities Asia Limited | Rep | 证券交易 | 2018-01-04 | 2018-10-22 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2011-07-05 | 2011-10-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2011-07-05 | 2011-10-01 |
| Rep | 证券交易 | 2011-07-05 | 2011-10-01 |