Personnel Hong Kong SFC License Details (ID 90170)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Bright Point International Securities Limited	RO	证券交易	2018-08-22	-
Bright Point International Futures Limited	RO	期货合约交易	2018-03-16	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	期货合约交易	2017-04-07	2017-11-30
	Rep	期货合约交易	2016-10-25	2017-04-07
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	RO	就期货合约提供意见	2015-12-30	2017-11-30
	RO	期货合约交易	2015-12-30	2017-11-30
	Rep	就期货合约提供意见	2013-12-05	2015-12-30
	Rep	期货合约交易	2013-12-05	2015-12-30
KGI ASIA LIMITED	Rep	证券交易	2012-03-27	2012-09-28
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-03-27	2012-09-28
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2008-10-13	2011-12-31
	Rep	证券交易	2008-10-13	2011-12-31
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2008-03-17	2011-12-31
Newedge Broker Limited	Rep	提供自动化交易服务	2006-05-17	2009-07-31
	Rep	期货合约交易	2006-05-15	2009-07-31
	Rep	证券交易	2006-05-15	2009-07-31
CES Commodities (HK) Limited	Rep	期货合约交易	2006-02-03	2006-05-07
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2006-02-03	2006-05-07
SHUN LOONG FUTURES LIMITED	Rep	期货合约交易	2005-08-31	2006-05-07
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	证券交易	2005-08-31	2006-05-07

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