| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NEXUS INVESTMENT MANAGEMENT LIMITED | Rep | 提供资产管理 | 2007-09-14 | 2014-08-19 |
| Rep | 就证券提供意见 | 2007-06-28 | 2014-08-19 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2005-11-25 | 2006-07-12 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2005-11-25 | 2006-11-20 |