| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nittan Securities Asia Limited | RO | 证券交易 | 2010-06-25 | 2011-09-15 |
| Rep | 证券交易 | 2010-06-07 | 2010-06-25 | |
| CEPA ALLIANCE SECURITIES LIMITED | RO | 证券交易 | 2010-03-19 | 2010-05-31 |
| Rifa Securities Limited | RO | 证券交易 | 2007-12-24 | 2008-11-01 |
| Rep | 证券交易 | 2007-11-22 | 2007-12-24 | |
| CEPA ALLIANCE SECURITIES LIMITED | RO | 证券交易 | 2007-06-20 | 2007-11-09 |
| EAA SECURITIES LIMITED | RO | 就证券提供意见 | 2006-02-03 | 2007-05-14 |
| RO | 证券交易 | 2006-02-03 | 2007-05-14 | |
| CEPA ALLIANCE SECURITIES LIMITED | RO | 证券交易 | 2004-03-17 | 2005-12-28 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 证券交易 | - | 2003-04-28 |