| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 就证券提供意见 | 2014-06-19 | - |
| Rep | 提供资产管理 | 2014-06-19 | - | |
| Rep | 证券交易 | 2014-06-19 | - | |
| Lion Global Financial Limited | Rep | 证券交易 | 2009-03-02 | 2014-04-15 |
| Rep | 就证券提供意见 | 2005-12-12 | 2012-02-10 | |
| Rep | 提供资产管理 | 2005-12-12 | 2014-04-15 | |
| PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2004-04-15 | 2005-12-01 |
| Rep | 提供资产管理 | 2004-04-15 | 2005-12-01 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2003-11-13 | 2004-01-29 |