| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PC SECURITIES LIMITED | Rep | 证券交易 | 2014-07-14 | 2015-01-23 |
| PAOCHU INVESTMENT ADVISORY LIMITED | Rep | 提供资产管理 | 2013-04-11 | 2014-04-22 |
| Rep | 就证券提供意见 | 2012-09-26 | 2014-04-22 | |
| Lion Global Financial Limited | Rep | 证券交易 | 2009-03-02 | 2012-08-14 |
| Rep | 就证券提供意见 | 2005-12-13 | 2012-01-04 | |
| Rep | 提供资产管理 | 2005-12-13 | 2012-08-14 | |
| PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-11 |
| Rep | 就证券提供意见 | - | 2005-12-01 | |
| Rep | 提供资产管理 | - | 2005-12-01 |