| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 提供资产管理 | 2017-02-13 | - |
| Rep | 证券交易 | 2017-02-13 | - | |
| Rep | 提供资产管理 | 2016-06-22 | 2017-02-12 | |
| Rep | 证券交易 | 2016-06-22 | 2017-02-12 | |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2003-04-01 | 2012-03-30 |
| Rep | 提供资产管理 | 2003-04-01 | 2014-10-31 | |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-04 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-04 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-04 | |
| Rep | 证券交易 | 2003-04-01 | 2017-02-12 |