| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2025-09-09 | - |
| RO | 就证券提供意见 | 2025-09-09 | - | |
| RO | 证券交易 | 2025-09-09 | - | |
| Rep | 就机构融资提供意见 | 2025-06-30 | 2025-09-09 | |
| Rep | 就证券提供意见 | 2025-06-30 | 2025-09-09 | |
| Rep | 证券交易 | 2025-06-30 | 2025-09-09 | |
| RO | 就机构融资提供意见 | 2020-02-07 | 2024-07-16 | |
| RO | 就证券提供意见 | 2020-02-07 | 2024-07-16 | |
| RO | 证券交易 | 2020-02-07 | 2024-07-16 | |
| Rep | 就机构融资提供意见 | 2019-11-27 | 2020-02-07 | |
| Rep | 就证券提供意见 | 2019-11-27 | 2020-02-07 | |
| Rep | 证券交易 | 2019-11-27 | 2020-02-07 | |
| CGS International Securities Hong Kong Limited | RO | 就机构融资提供意见 | 2017-05-17 | 2019-08-05 |
| RO | 就证券提供意见 | 2017-05-17 | 2019-08-05 | |
| RO | 证券交易 | 2017-05-17 | 2019-08-05 | |
| Rep | 就机构融资提供意见 | 2017-05-05 | 2017-05-17 | |
| Rep | 就证券提供意见 | 2017-05-05 | 2017-05-17 | |
| Rep | 证券交易 | 2017-05-05 | 2017-05-17 | |
| Standard Chartered Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2013-03-25 | 2017-04-28 |
| RO | 就证券提供意见 | 2013-03-25 | 2017-04-28 | |
| RO | 证券交易 | 2013-03-25 | 2017-04-28 | |
| Rep | 就机构融资提供意见 | 2013-01-07 | 2013-03-25 | |
| Rep | 就证券提供意见 | 2013-01-07 | 2013-03-25 | |
| Rep | 证券交易 | 2013-01-07 | 2013-03-25 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2011-08-02 | 2012-09-21 |
| RO | 就证券提供意见 | 2011-08-02 | 2012-09-21 | |
| RO | 证券交易 | 2011-08-02 | 2012-09-21 | |
| Rep | 就机构融资提供意见 | 2011-06-02 | 2011-08-02 | |
| Rep | 就证券提供意见 | 2011-06-02 | 2011-08-02 | |
| Rep | 证券交易 | 2011-06-02 | 2011-08-02 | |
| DBS ASIA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2007-06-26 | 2011-05-29 |
| RO | 就证券提供意见 | 2007-06-26 | 2011-05-29 | |
| RO | 证券交易 | 2007-06-26 | 2011-05-29 | |
| Rep | 就证券提供意见 | 2006-09-13 | 2007-06-26 | |
| Rep | 证券交易 | 2006-09-13 | 2007-06-26 | |
| Rep | 就机构融资提供意见 | 2006-08-08 | 2007-06-26 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2004-10-12 | 2006-06-17 |
金管局记录暂时无法加载，请稍后重试。