| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-01-13 | 2015-12-25 |
| Rep | 期货合约交易 | 2010-01-04 | 2012-01-13 | |
| Rep | 就证券提供意见 | 2008-12-23 | 2010-01-04 | |
| Rep | 就机构融资提供意见 | 2008-07-14 | 2015-12-25 | |
| Rep | 证券交易 | 2008-07-14 | 2015-12-25 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2007-03-08 | 2008-05-23 |
| Rep | 证券交易 | 2007-03-08 | 2008-05-23 |