| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 期货合约交易 | 2015-03-27 | 2021-07-09 |
| RO | 证券交易 | 2015-03-27 | 2021-07-09 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-04 | 2013-04-23 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-12-15 | 2010-02-19 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-12-15 | 2013-04-23 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2015-03-27 |
| Rep | 证券交易 | 2008-10-10 | 2015-03-27 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2008-05-02 | 2008-09-29 |
| Rep | 证券交易 | 2008-05-02 | 2008-09-29 |