| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RO | 证券交易 | 2023-12-29 | - |
| Rep | 证券交易 | 2022-09-19 | 2023-12-29 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2022-09-19 | 2022-09-19 |
| CLSA LIMITED | Rep | 证券交易 | 2018-02-06 | 2022-06-28 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2011-08-19 | 2013-04-23 |
| Rep | 期货合约交易 | 2010-02-04 | 2013-04-23 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2009-07-02 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-07-02 | 2017-11-23 |
| Rep | 证券交易 | 2009-07-02 | 2017-11-23 |