| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Protium Capital Limited | Rep | 就证券提供意见 | 2023-11-22 | - |
| Rep | 提供资产管理 | 2023-11-22 | - | |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2019-12-16 | 2023-04-17 |
| Rep | 证券交易 | 2013-11-04 | 2023-04-17 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2009-08-17 | 2012-02-17 |
| Rep | 就证券提供意见 | 2009-08-17 | 2013-09-11 | |
| Rep | 就期货合约提供意见 | 2008-03-17 | 2009-04-01 | |
| Rep | 就证券提供意见 | 2008-03-17 | 2009-04-01 |