| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2014-09-25 | - |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2012-12-10 | 2014-09-03 |
| Rep | 提供自动化交易服务 | 2012-12-10 | 2014-09-03 | |
| Rep | 证券交易 | 2012-12-10 | 2014-09-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-08-03 | 2012-12-09 |
| Rep | 证券交易 | 2009-08-03 | 2012-12-09 |