| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2013-09-03 | - |
| Rep | 证券交易 | 2013-09-03 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2011-07-18 | 2013-03-20 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2009-08-28 | 2010-07-24 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-08-28 | 2010-07-24 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-05-14 | 2009-07-29 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2009-03-18 | 2009-07-29 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2005-12-06 | 2007-05-16 |