Chapman, Daniel John (SFC:ARB931)
证监会中央编号:ARB931
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | RO | 就机构融资提供意见 | 2025-04-02 | - |
| Rep | 就机构融资提供意见 | 2024-12-23 | 2025-04-02 | |
| RO | 证券交易 | 2024-05-03 | - | |
| RO | 就机构融资提供意见 | 2024-05-03 | 2024-12-23 | |
| Rep | 就机构融资提供意见 | 2021-09-27 | 2024-05-03 | |
| Rep | 证券交易 | 2021-09-27 | 2024-05-03 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2014-07-28 | 2021-06-15 |
| Rep | 期货合约交易 | 2014-07-28 | 2021-06-15 | |
| Rep | 就证券提供意见 | 2012-12-31 | 2014-03-09 | |
| Rep | 证券交易 | 2012-12-31 | 2014-03-09 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2008-10-10 | 2012-09-21 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2008-05-28 | 2008-09-29 |