| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Fountainhead Partners Company Limited | Rep | 提供资产管理 | 2022-11-04 | - |
| Rep | 证券交易 | 2022-11-04 | - | |
| Rep | 就证券提供意见 | 2022-10-28 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2017-11-06 | 2022-09-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2017-05-24 | 2017-07-28 |
| Rep | 证券交易 | 2017-05-24 | 2017-07-28 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2016-06-03 | 2017-03-24 |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2016-03-07 | 2016-05-19 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就证券提供意见 | 2013-08-05 | 2016-01-21 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-03-03 | 2013-06-18 |
已采集记录中暂无金管局登记。