| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2011-01-12 | 2017-09-12 |
| Rep | 就证券提供意见 | 2011-01-12 | 2017-09-12 | |
| Rep | 证券交易 | 2011-01-12 | 2017-09-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2007-08-03 | 2009-07-15 |
| Rep | 就证券提供意见 | 2007-08-03 | 2009-07-15 | |
| Rep | 证券交易 | 2007-08-03 | 2009-07-15 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2007-08-03 | 2009-07-15 |
| Rep | 就证券提供意见 | 2007-08-03 | 2009-07-15 | |
| Rep | 证券交易 | 2007-08-03 | 2009-07-15 |