| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 就证券提供意见 | 2020-06-18 | - |
| Rep | 提供资产管理 | 2020-06-18 | - | |
| Rep | 证券交易 | 2020-06-18 | - | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2017-11-13 | 2017-11-24 |
| Rep | 就证券提供意见 | 2017-11-13 | 2017-11-24 | |
| Rep | 期货合约交易 | 2017-11-13 | 2017-11-24 | |
| Rep | 证券交易 | 2017-11-13 | 2017-11-24 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2009-09-01 | 2011-10-22 |
已采集记录中暂无金管局登记。