| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-02-05 | 2011-11-29 |
| Rep | 就机构融资提供意见 | 2009-01-19 | 2011-11-29 | |
| Rep | 证券交易 | 2009-01-19 | 2011-11-29 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2005-04-13 | 2008-10-30 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | - | 2005-03-03 |
| Rep | 提供资产管理 | - | 2005-03-03 | |
| Rep | 提供自动化交易服务 | - | 2005-03-03 | |
| Rep | 就机构融资提供意见 | - | 2008-10-30 | |
| Rep | 证券交易 | - | 2008-10-30 |